Exclusive - Head of Compliance & MLRONew

Partial summary via job aggregator — the complete description is on the employer's site.

Our client, a Global Brokerage firm, are looking to recruit a Head of Compliance & MLRO to take ownership of the compliance function and framework with direct accountability to the Board. If you have previously been responsible for CASS oversight too this would be advantageous Main Responsibilities: Design and run a risk-based compliance monitoring programme across conduct, client assets and financial crime, tracking findings to closure Act as the firm's principal point of contact for the FCA, …