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AML, Compliance AdvisorNew
Richardson Wealth · Toronto, Ontario
Partial summary via job aggregator — the complete description is on the employer's site.
Position Overview The primary responsibility of this role is executing oversight of daily and monthly AML supervision program. This role will act as a resource for employees regarding industry regulations and support the enhancement of the AML program. responding to queries of the Investment Advisors and their teams, Branch Management Team and other departments. This is an existing vacancy. Duties and Responsibilities • Conduct oversight of daily and monthly AML transaction and account reviews …
Salary Range: $66,000 to $78,000 Annually